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Comments on Exemption of Certain Foreign Brokers or Dealers

[Release No. 34-58047; File No. S7-16-08]


Aug. 13, 2008 Howard Meyerson, General Counsel, Liquidnet, Inc., New York, New York
Jul. 18, 2008 Ed Buscemi, Brooklyn, New York
Jul. 16, 2008 Memorandum from the Office of the Chairman regarding a July 11, 2008 meeting with representatives of FINRA
Jul. 16, 2008 Darshan Patel, CA, Chartered Accountant in Practice, Ahmedabad, India
Jul. 9, 2008 David L. Brock, Las Vegas, Nevada
Jul. 7, 2008 Peter J.Chepucavage, General Counsel, Plexus Consulting LLC
Jun. 27, 2008 Willie Middleton
Jun. 16, 2008 Richard Ketchum, Chairman, Regulation Committee, World Federation of Exchanges

 

 

 

http://www.sec.gov/comments/s7-16-08/s71608.shtml

Modified: 08/28/2008