SEC.gov Updates: Proposed Rules

SEC.gov Updates: Proposed Rules http://www.sec.gov/rules/proposed.shtml The latest proposed rules from the Securities and Exchange Commission en-us Thu, 22 Oct 2009 00:00:01 EDT Thu, 22 Oct 2009 11:36:16 EDT Credit Ratings Disclosure http://www.sec.gov/rules/proposed/2009/33-9070a.pdf 33-9070A Thu, 22 Oct 2009 11:36:16 EDT Extension of Filing Accommodation for Static Pool Information in Filings With Respect to Asset-Backed Securities http://www.sec.gov/rules/proposed/2009/33-9074.pdf 33-9074 Mon, 19 Oct 2009 17:28:27 EDT Amendments to Rules Requiring Internet Availability of Proxy Materials http://www.sec.gov/rules/proposed/2009/33-9073.pdf 33-9073 Thu, 15 Oct 2009 16:52:14 EDT Credit Ratings Disclosure http://www.sec.gov/rules/proposed/2009/33-9070.pdf 33-9070 Wed, 7 Oct 2009 15:18:12 EDT References to Ratings of Nationally Recognized Statistical Rating Organizations http://www.sec.gov/rules/proposed/2009/33-9069.pdf 33-9069 Mon, 5 Oct 2009 17:51:07 EDT Elimination of Flash Order Exception From Rule 602 of Regulation NMS http://www.sec.gov/rules/proposed/2009/34-60684.pdf 34-60684 Fri, 18 Sep 2009 12:39:51 EDT Amendments to Regulation SHO http://www.sec.gov/rules/proposed/2009/34-60509.pdf 34-60509 Mon, 17 Aug 2009 10:46:14 EDT Political Contributions by Certain Investment Advisers http://www.sec.gov/rules/proposed/2009/ia-2910.pdf IA-2910 Mon, 3 Aug 2009 10:19:00 EDT Proposed Amendment to Municipal Securities Disclosure http://www.sec.gov/rules/proposed/2009/34-60332.pdf 34-60332 Fri, 17 Jul 2009 15:23:53 EDT Proxy Disclosure and Solicitation Enhancements http://www.sec.gov/rules/proposed/2009/33-9052.pdf 33-9052 Fri, 10 Jul 2009 11:19:42 EDT Shareholder Approval of Executive Compensation of TARP Recipients http://www.sec.gov/rules/proposed/2009/34-60218.pdf 34-60218 Wed, 1 Jul 2009 17:24:11 EDT Money Market Fund Reform http://www.sec.gov/rules/proposed/2009/ic-28807.pdf IC-28807 Tue, 30 Jun 2009 17:02:27 EDT Facilitating Shareholder Director Nominations http://www.sec.gov/rules/proposed/2009/33-9046.pdf 33-9046 Wed, 10 Jun 2009 19:00:15 EDT Custody of Funds or Securities of Clients by Investment Advisers http://www.sec.gov/rules/proposed/2009/ia-2876.pdf IA-2876 Wed, 20 May 2009 16:28:12 EDT Interagency Proposal for Model Privacy Form Under the Gramm-Leach-Bliley Act http://www.sec.gov/rules/proposed/2009/34-59769.pdf 34-59769 Wed, 15 Apr 2009 13:00:25 EDT Amendments to Regulation SHO http://www.sec.gov/rules/proposed/2009/34-59748.pdf 34-59748 Fri, 10 Apr 2009 16:50:06 EDT Amendments to Regulation SHO http://www.sec.gov/rules/proposed/2009/34-59748.pdf 34-59748 Fri, 10 Apr 2009 16:50:06 EDT Re-proposed Rules for Nationally Recognized Statistical Rating Organizations http://www.sec.gov/rules/proposed/2009/34-59343.pdf 34-59343 Mon, 2 Feb 2009 17:07:37 EST Proposed Amendment to Existing Regulation Concerning Records Services, Fee Schedule http://www.sec.gov/rules/proposed/2008/34-59150.pdf 34-59150 Wed, 24 Dec 2008 14:16:32 EST Roadmap for the Potential Use of Financial Statements Prepared in Accordance with International Financial Reporting Standards by U.S. Issuers http://www.sec.gov/rules/proposed/2008/33-8982.pdf 33-8982 Fri, 14 Nov 2008 18:44:47 EST Indexed Annuities and Certain Other Insurance Contracts http://www.sec.gov/rules/proposed/2008/33-8976.pdf 33-8976 Fri, 10 Oct 2008 16:44:47 EDT Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies http://www.sec.gov/rules/proposed/2008/33-8949.pdf 33-8949 Thu, 31 Jul 2008 17:32:39 EDT Commission Guidance Regarding the Duties and Responsibilities of Investment Company Boards of Directors with Respect to Investment Adviser Portfolio Trading Practices http://www.sec.gov/rules/proposed/2008/34-58264.pdf 34-58264 Wed, 30 Jul 2008 18:09:16 EDT Proposed Amendment to Municipal Securities Disclosure http://www.sec.gov/rules/proposed/2008/34-58255.pdf 34-58255 Wed, 30 Jul 2008 15:00:10 EDT Amendment to Regulation SHO http://www.sec.gov/rules/proposed/2008/34-58107.pdf 34-58107 Tue, 1 Jul 2008 16:57:20 EDT References to Ratings Of Nationally Recognized Statistical Rating Organizations http://www.sec.gov/rules/proposed/2008/ic-28327.pdf IC-28327 Tue, 1 Jul 2008 12:54:34 EDT Security Ratings http://www.sec.gov/rules/proposed/2008/33-8940.pdf 33-8940 Tue, 1 Jul 2008 12:54:34 EDT References to Ratings Of Nationally Recognized Statistical Rating Organizations http://www.sec.gov/rules/proposed/2008/34-58070.pdf 34-58070 Tue, 1 Jul 2008 12:54:34 EDT Exemption of Certain Foreign Brokers or Dealers http://www.sec.gov/rules/proposed/2008/34-58047.pdf 34-58047 Fri, 27 Jun 2008 13:23:52 EDT Modernization of the Oil and Gas Reporting Requirements http://www.sec.gov/rules/proposed/2008/33-8935.pdf 33-8935 Thu, 26 Jun 2008 16:38:40 EDT Indexed Annuities and Certain Other Insurance Contracts http://www.sec.gov/rules/proposed/2008/33-8933.pdf 33-8933 Thu, 26 Jun 2008 12:24:19 EDT Proposed Rules for Nationally Recognized Statistical Rating Organizations http://www.sec.gov/rules/proposed/2008/34-57967.pdf 34-57967 Mon, 16 Jun 2008 13:23:03 EDT Interactive Data to Improve Financial Reporting http://www.sec.gov/rules/proposed/2008/33-8924.pdf 33-8924 Fri, 30 May 2008 15:54:13 EDT Revisions to the Cross-Border Tender Offer, Exchange Offer, and Business Combination Rules and Beneficial Ownership Reporting Rules for Certain Foreign Institutions http://www.sec.gov/rules/proposed/2008/33-8917.pdf 33-8917 Thu, 8 May 2008 08:10:30 EDT "Naked" Short Selling Anti-Fraud Rule http://www.sec.gov/rules/proposed/2008/34-57511.pdf 34-57511 Mon, 17 Mar 2008 15:44:29 EDT Exchange-Traded Funds http://www.sec.gov/rules/proposed/2008/33-8901.pdf 33-8901 Tue, 11 Mar 2008 17:35:00 EDT Part 248 - Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Personal Information http://www.sec.gov/rules/proposed/2008/34-57427.pdf 34-57427 Wed, 5 Mar 2008 08:16:22 EST Amendments to Form ADV http://www.sec.gov/rules/proposed/2008/ia-2711.pdf IA-2711 Mon, 3 Mar 2008 18:14:08 EST Foreign Issuer Reporting Enhancements http://www.sec.gov/rules/proposed/2008/33-8900.pdf 33-8900 Mon, 3 Mar 2008 15:07:12 EST Exemption from Registration Under Section 12(g) of the Securities Exchange Act of 1934 for Foreign Private Issuers http://www.sec.gov/rules/proposed/2008/34-57350.pdf 34-57350 Tue, 19 Feb 2008 17:09:58 EST Disclosure of Divestment by Registered Investment Companies in Accordance With Sudan Accountability and Divestment Act of 2007 http://www.sec.gov/rules/proposed/2008/34-57306.pdf 34-57306 Mon, 11 Feb 2008 18:08:01 EST Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers http://www.sec.gov/rules/proposed/2008/33-8889.pdf 33-8889 Fri, 1 Feb 2008 17:42:31 EST