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BATS Exchange, Inc. (BATS) Rulemaking
We encourage the public to submit comments on the following BATS Exchange, Inc. (BATS) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
First Quarter
BATS File Number List for 2010
Additional Archives
2010 | 2009 | 2008
| Release No. |
Date |
Details |
| First Quarter |
SR-BATS-2010-005 |
| 34-61650 |
Mar. 4, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due: April 2, 2010
Additional Materials: Exhibit 5
 Submit comments on SR-BATS-2010-005
|
SR-BATS-2010-002 |
| 34-61592 |
Feb. 25, 2010 |
Notice of Filing of Proposed Rule Change by BATS Exchange, Inc. to Offer Certain BATS Exchange Data Products
Comments due: March 26, 2010
Submit comments on SR-BATS-2010-002
|
SR-BATS-2010-003 |
| 34-61574 |
Feb. 23, 2010 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend BATS Rule 5.5, Entitled "Information Barrier Procedures," and to Add New BATS Rule 12.13, Entitled "Trading Ahead of Research Reports"
Comments due: March 23, 2010
Submit comments on SR-BATS-2010-003
|
SR-BATS-2009-032 |
| 34-61545 |
Feb. 19, 2010 |
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend BATS Fee Schedule to Impose Fees for Physical Ports Used to Connect to BATS Exchange
See also: Notice: Rel. No. 34-61260
|
SR-BATS-2010-001 |
| 34-61508 |
Feb. 5, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due: March 15, 2010
Additional Materials: Exhibit 5
Submit comments on SR-BATS-2010-001
|
SR-BATS-2009-031 |
| 34-61419 |
Jan. 26, 2010 |
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Establish Rules Governing the Trading of Options on the BATS Options Exchange
Comments due: February 22, 2010
See also: Notice: Rel. No. 34-61097
Submit comments on SR-BATS-2009-031
|
| Release No. |
Date |
Details |
SR-BATS-2010-005 |
| 34-61650 |
Mar. 4, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due: April 2, 2010
Additional Materials: Exhibit 5
Submit comments on SR-BATS-2010-005
|
SR-BATS-2010-003 |
| 34-61574 |
Feb. 23, 2010 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend BATS Rule 5.5, Entitled "Information Barrier Procedures," and to Add New BATS Rule 12.13, Entitled "Trading Ahead of Research Reports"
Comments due: March 23, 2010
Submit comments on SR-BATS-2010-003
|
SR-BATS-2010-002 |
| 34-61592 |
Feb. 25, 2010 |
Notice of Filing of Proposed Rule Change by BATS Exchange, Inc. to Offer Certain BATS Exchange Data Products
Comments due: March 26, 2010
Submit comments on SR-BATS-2010-002
|
SR-BATS-2010-001 |
| 34-61508 |
Feb. 5, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due: March 15, 2010
Additional Materials: Exhibit 5
Submit comments on SR-BATS-2010-001
|
http://www.sec.gov/rules/sro/bats.shtml
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