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BSE Rulemaking Archive: 2006
We encourage the public to submit comments on the following Boston Stock Exchange, Inc. (BSE) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter | Third Quarter | Second Quarter | First Quarter
BSE File Number List for 2006
Additional Archives
2008 |
2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001
| Release No. |
Date |
Details |
| Fourth Quarter |
SR-BSE-2006-55 |
| 34-55015 |
Dec. 28, 2006 |
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of Complex Trade as Applied to Trades Through the Intermarket Linkage
Comments due: January 29, 2007
See also: Order: Rel. No. 34-55138
|
SR-BSE-2006-47 |
| 34-55000 |
Dec. 21, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Eliminate Fees on Certain Exchange Traded Funds and to Establish Fees on Certain Options on Indexes
Comments due: January 19, 2007
|
SR-BSE-2006-53 |
| 34-54949 |
Dec. 18, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 thereto to Allow Exchange Traded Funds to Trade on the Boston Equities Exchange until 4:15 p.m. Eastern Standard Time
Comments due: January 16, 2007
|
SR-BSE-2006-54 |
| 34-54915 |
Dec. 11, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Removal of Minimum Volume and Fill-Or-Kill Order Type Designations
Comments due: January 8, 2007
|
SR-BSE-2006-52 |
| 34-54884 |
Dec. 6, 2006 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Time a Marketable Order is Exposed on the BOX Book
Comments due: January 3, 2007
|
SR-BSE-2006-46 |
| 34-54832 |
Nov. 29, 2006 |
Notice of Filing of Proposed Rule Change Amending Rules to Require Securities Become Eligible for a Direct Registration System
Comments due: December 28, 2006
See also: Order: Rel. No. 34-55480
|
SR-BSE-2006-44 |
| 34-54795 |
Nov. 20, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Existing BSE Fee Schedules
Comments due: December 19, 2006
|
SR-BSE-2006-49 |
| 34-54789 |
Nov. 20, 2006 |
Notice of Filing of Proposed Rule Change to Implement a Pilot Program to Trade Certain Options in Pennies
Comments due: December 18, 2006
See also: Order: Rel. No. 34-55155
|
SR-BSE-2006-48 |
| 34-54779 |
Nov. 17, 2006 |
Notice of Filing of Proposed Rule Change to Implement a Quote Mitigation Plan
Comments due: December 18, 2006
See also: Order: Rel. No. 34-55073
Comments received are available for this notice.
|
SR-BSE-2006-51 |
| 34-54747 |
Nov. 14, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Exchange Fees and Charges
Comments due: December 12, 2006
|
SR-BSE-2006-36 |
| 34-54733 |
Nov. 9, 2006 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Market Opening Pilot Program for the Boston Options Exchange Facility
See also: Notice: Rel. No. 34-54507
|
SR-BSE-2006-45 |
| 34-54641 |
Oct. 23, 2006 |
Notice of Filing of Proposed Rule Change Relating to Correction of Erroneous Cross References
Comments due: November 20, 2006
 Submit comments on SR-BSE-2006-45
|
SR-BSE-2006-43 |
| 34-54621 |
Oct. 18, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges
Comments due: November 13, 2006
|
SR-BSE-2005-09 |
| 34-54556 |
Oct. 2, 2006 |
Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Its Minor Rule Violation Plan
See also: Notice: Rel. No. 34-54374
|
| Third Quarter |
SR-BSE-2006-41 |
| 34-54548 |
Sep. 29, 2006 |
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Changes Relating to Exchange to Exchange Billing Under the Linkage Plan
Other File Nos.: SR-Amex-2006-85; SR-CBOE-2006-80; SR-CHX-2006-28; SR-NASDAQ-2006-038; SR-NSX-2006-11; SR-NYSEArca-2006-69; SR-Phlx-2006-58
Comments due: October 27, 2006
|
SR-BSE-2006-30 |
| 34-54546 |
Sep. 29, 2006 |
Order Granting Approval of Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Relating to the Implementation of the Second Phase of the Boston Equities Exchange ("BeX") Trading System
Comments due: October 27, 2006
See also: Notice: Rel. No. 34-54291
Comments received are available for this notice.
|
SR-BSE-2006-36 |
| 34-54507 |
Sep. 26, 2006 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Market Opening Pilot Program for the Boston Options Exchange Facility
Comments due: October 23, 2006
See also: Order: Rel. No. 34-54733
|
SR-BSE-2006-40 |
| 34-54505 |
Sep. 26, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trade Information Submitted to the Exchange
Comments due: October 23, 2006
|
SR-BSE-2006-31 |
| 34-54476 |
Sep. 20, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Removing Its Short Sale Price Test Rule
Comments due: October 18, 2006
|
SR-BSE-2006-38 |
| 34-54469 |
Sep. 19, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Effective Date of the Previously Approved Rule Relating to Information Contained in a Directed Order
Comments due: October 17, 2006
|
SR-BSE-2006-37 |
| 34-54467 |
Sep. 18, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendments No. 1 and No. 2 thereto, to Re-establish the Market Opening Pilot Program
Comments due: October 13, 2006
|
SR-BSE-2005-11 |
| 34-54397 |
Aug. 31, 2006 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to Rules to Allow the Listing and Trading of Options on Indices on the Boston Options Exchange
Comments due: September 29, 2006
|
SR-BSE-2006-32 |
| 34-54388 |
Aug. 30, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to its Boston Options Exchange Trading Rules Regarding the Extension of a Pilot Program that Increases the Standard Position and Exercise Limits for Certain Options Traded
Comments due: September 28, 2006
|
SR-BSE-2005-09 |
| 34-54374 |
Aug. 28, 2006 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Its Minor Rule Violation Plan
Comments due: September 22, 2006
See also: Order: Rel. No. 34-54556
|
SR-BSE-2006-22 |
| 34-54365 |
Aug. 25, 2006 |
Order Granting Approval of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto and Notice of Filing and Order Approving Accelerated Approval to Amendment No. 5 Thereto to Implement the Boston Equities Exchange ("BeX") Trading System
Comments due: September 22, 2006
See also: Notice: Rel. No. 34-54034
|
SR-BSE-2006-20 |
| 34-54364 |
Aug. 25, 2006 |
Order Granting Approval of Proposed Rule Change and Amendment Nos. 1 and 3 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 5 to Create a New Electronic Trading Facility, the Boston Equities Exchange ("BeX"), to be Operated by BSX Group, LLC
Comments due: September 22, 2006
See also: Notice: Rel. No. 34-54035
|
SR-BSE-2006-10 |
| 34-54328 |
Aug. 16, 2006 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, to Establish a Fee Per Contract Traded for Improvement Orders Submitted Into a Price Improvement Period by a Public Customer That Are not Submitted as Customer PIP Orders
Comments due: September 13, 2006
See also: Notice: Rel. No. 34-53774
Comments received are available for this notice.
|
SR-BSE-2006-30 |
| 34-54291 |
Aug. 8, 2006 |
Notice of Filing of Proposed Rule Change Relating to the Implementation of the Second Phase of the Boston Equities Exchange (“BeX”) Trading System
Comments due: September 6, 2006
See also: Order: Rel. No. 34-54546
|
SR-BSE-2006-26 |
| 34-54225 |
Jul. 27, 2006 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Extend the Linkage Fee Pilot Program
Comments due: August 24, 2006
|
SR-BSE-2006-12 |
| 34-54105 |
Jul. 6, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Changes to the Minimum Activity Charge
Comments due: August 2, 2006
|
| Second Quarter |
SR-BSE-2006-29 |
| 34-54082 |
Jun. 30, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Extend the Effective Date of a Previous Rule Change Relating to Information Contained in a Directed Order on the Boston Options Exchange
Comments due: July 31, 2006
|
SR-BSE-2006-24 |
| 34-54066 |
Jun. 29, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program That Allows for No Minimum Size Order Requirement for the Price Improvement Period Process on the Boston Options Exchange
Comments due: July 27, 2006
|
SR-BSE-2006-20 |
| 34-54035 |
Jun. 22, 2006 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 3 Thereto to Create a New Electronic Trading Facility, the Boston Equities Exchange ("BeX"), to be Operated by BSX Group, LLC
Comments due: July 20, 2006
See also: Order: Rel. No. 34-54364
Additional Materials:Exhibit 5 and Exhibit 5b
|
SR-BSE-2006-22 |
| 34-54034 |
Jun. 22, 2006 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto to Implement the Boston Equities Exchange ("BeX") Trading System
Comments due: July 20, 2006
See also: Order: Rel. No. 34-54365
|
SR-BSE-2006-19 |
| 34-53855 |
May 24, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend until June 5, 2007, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals
Comments due: June 21, 2006
|
SR-BSE-2006-23 |
| 34-53854 |
May 24, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Decreasing the Exposure Period for Crossing Orders under Chapter V, Section 17, Supplementary Material .02 and .03
Comments due: June 21, 2006
|
SR-BSE-2006-17 |
| 34-53836 |
May 18, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Change Its Hours of Operation for Trading in Nasdaq Securities
Comments due: June 15, 2006
|
SR-BSE-2006-05 |
| 34-53817 |
May 17, 2006 |
Order Approving a Proposed Rule Change to Modify the Boston Options Exchange’s Fee Schedule to Impose Surcharge Fees for Transactions in Options on ETFs on a Retroactive Basis
See also: Notice: Rel. No. 34-53607
|
SR-BSE-2006-13 |
| 34-53809 |
May 16, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Correction of Erroneous Cross References in the Rules of the Boston Options Exchange Facility
Comments due: June 12, 2006
|
SR-BSE-2006-10 |
| 34-53774 |
May 9, 2006 |
Notice of Filing of Proposed Rule Change to Establish Fees Per Contract Traded for Improvement Orders Submitted Into a Price Improvement Period by a Public Customer That are not Submitted as Customer PIP Orders
Comments due: June 5, 2006
See also: Notice and Order: Rel. No. 34-54328
Comments received are available for this notice.
|
SR-BSE-2005-46 |
| 34-53700 |
Apr. 21, 2006 |
Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 to the Proposed Rule Change to Amend Exchange Delisting Rules to Conform to Recent Amendments to Commission Rules Regarding Removal from Listing and Withdrawal from Registration
Comments due: May 19, 2006
See also: Notice: Rel. No. 34-53544
|
SR-BSE-2006-05 |
| 34-53607 |
Apr. 6, 2006 |
Notice of Filing of Proposed Rule Change to Modify the Boston Options Exchange's Fee Schedule to Impose Surcharge Fees for Transactions in Options on ETFs on a Retroactive Basis
Comments due: May 4, 2006
See also: Order: Rel. No. 34-53817
|
| First Quarter |
SR-BSE-2006-09 |
| 34-53557 |
Mar. 28, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter VII, Section 1(g) Relating to the Exercise of Options Contracts
Comments due: April 24, 2006
|
SR-BSE-2005-46 |
| 34-53544 |
Mar. 23, 2006 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Amend Exchange Delisting Rules to Conform to Recent Amendments to Commission Rules Regarding Removal from Listing and Withdrawal from Registration
Comments due: April 18, 2006
See also: Notice: Rel. No. 34-53700
|
SR-BSE-2006-14 |
| 34-53516 |
Mar. 20, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Information Contained in a Directed Order on the Boston Options Exchange
Comments due: April 17, 2006
|
SR-BSE-2006-01 |
| 34-53454 |
Mar. 8, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Establish Fees for Options on Certain Exchange Traded Funds
Comments due: April 5, 2006
|
SR-BSE-2006-08 |
| 34-53436 |
Mar. 7, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Authorize Entry into Regulatory Services Agreements
Comments due: April 4, 2006
|
SR-BSE-2005-52 |
| 34-53357 |
Feb. 23, 2006 |
Notice of Filing of Amendments No. 2, 3, and 4 to Proposed Rule Change to Modify the Information Contained in a Directed Order on the Boston Options Exchange
Comments due: March 23, 2006
See also: Notice: Rel. No. 34-53015
Comments received are available for this notice.
Submit comments on SR-BSE-2005-52
|
SR-BSE-2006-07 |
| 34-53347 |
Feb. 22, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to its Boston Options Exchange Trading Rules Regarding the Extension of a Pilot Program that Increases the Standard Position and Exercise Limits for Certain Options Traded
Comments due: March 22, 2006
|
SR-BSE-2006-02 |
| 34-53245 |
Feb. 7, 2006 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto to Amend and Clarify Its Rules Governing the Hours of Trading on the Boston Options Exchange
Comments due: March 8, 2006
|
SR-BSE-2005-49 |
| 34-53013A |
Jan. 13, 2006 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Market Opening Procedures of the Rules of the Boston Options Exchange Facility; Correction
Comments due: January 19, 2006
See also: Notice: Rel. No. 34-53013
|
SR-BSE-2005-48 |
| 34-53102 |
Jan. 11, 2006 |
Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Requiring Exchange Members to Provide Electronic Mail Addresses to the Exchange
See also: Notice: Rel. No. 34-52895
|
| BSE File Number List for 2006 |
| Release No. |
Date |
Details |
SR-BSE-2006-56 |
| 34-56186 |
Aug. 2, 2007 |
Notice of Filing of Amendment No. 2 to the Proposed Rule Change and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendments No. 1 and 2 Thereto to Add to the Boston Options Exchange a New Functionality Called an Auto Auction Order
Comments due: August 29, 2007
|
| 34-55233 |
Feb. 2, 2007 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Add to the Boston Options Exchange a New Functionality Called an Automatic Auction Order
Comments due: March 5, 2007
Comments received are available for this notice.
|
SR-BSE-2006-55 |
| 34-55138 |
Jan. 19, 2007 |
Order Approving Proposed Rule Change; Order Granting Accelerated Approval to Proposed Rule Changes; and Order Granting Accelerated Approval to a Proposed Rule Change, as Amended, Relating to the Definition of "Complex Trade" as Applied to Trades Through the Options Intermarket Linkage
Additional Rel. Nos.: SR-Amex-2006-119; SR-CBOE-2006-109; SR-ISE-2006-73; and SR-NYSEArca-2007-01
|
| 34-55015 |
Dec. 28, 2006 |
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of Complex Trade as Applied to Trades Through the Intermarket Linkage
Comments due: January 29, 2007
|
SR-BSE-2006-54 |
| 34-54915 |
Dec. 11, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Removal of Minimum Volume and Fill-Or-Kill Order Type Designations
Comments due: January 8, 2007
|
SR-BSE-2006-53 |
| 34-54949 |
Dec. 18, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 thereto to Allow Exchange Traded Funds to Trade on the Boston Equities Exchange until 4:15 p.m. Eastern Standard Time
Comments due: January 16, 2007
|
SR-BSE-2006-52 |
| 34-54884 |
Dec. 6, 2006 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Time a Marketable Order is Exposed on the BOX Book
Comments due: January 3, 2007
|
SR-BSE-2006-51 |
| 34-54747 |
Nov. 14, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Exchange Fees and Charges
Comments due: December 12, 2006
|
SR-BSE-2006-49 |
| 34-55155 |
Jan. 23, 2007 |
Order Granting Approval to Proposed Rule Change as Modified by Amendment No. 1 Thereto, to Implement a Pilot Program to Quote Options in Pennies
|
| 34-54789 |
Nov. 20, 2006 |
Notice of Filing of Proposed Rule Change to Implement a Pilot Program to Trade Certain Options in Pennies
Comments due: December 18, 2006
|
SR-BSE-2006-48 |
| 34-55073 |
Jan. 9, 2007 |
Order Granting Approval to Proposed Rule Change to Implement a Quote Mitigation Plan
|
| 34-54779 |
Nov. 17, 2006 |
Notice of Filing of Proposed Rule Change to Implement a Quote Mitigation Plan
Comments due: December 18, 2006
Comments received are available for this notice.
|
SR-BSE-2006-47 |
| 34-55000 |
Dec. 21, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Eliminate Fees on Certain Exchange Traded Funds and to Establish Fees on Certain Options on Indexes
Comments due: January 19, 2007
|
SR-BSE-2006-46 |
| 34-55480 |
Mar. 15, 2007 |
Order Granting Approval of a Proposed Rule Change Amending Rules to Require Securities Become Eligible for a Direct Registration System
|
| 34-54832 |
Nov. 29, 2006 |
Notice of Filing of Proposed Rule Change Amending Rules to Require Securities Become Eligible for a Direct Registration System
Comments due: December 28, 2006
|
SR-BSE-2006-45 |
| 34-54641 |
Oct. 23, 2006 |
Notice of Filing of Proposed Rule Change Relating to Correction of Erroneous Cross References
Comments due: November 20, 2006
Submit comments on SR-BSE-2006-45
|
SR-BSE-2006-44 |
| 34-54795 |
Nov. 20, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Existing BSE Fee Schedules
Comments due: December 19, 2006
|
SR-BSE-2006-43 |
| 34-54621 |
Oct. 18, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges
Comments due: November 13, 2006
|
SR-BSE-2006-41 |
| 34-54548 |
Sep. 29, 2006 |
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Changes Relating to Exchange to Exchange Billing Under the Linkage Plan
Other File Nos.: SR-Amex-2006-85; SR-CBOE-2006-80; SR-CHX-2006-28; SR-NASDAQ-2006-038; SR-NSX-2006-11; SR-NYSEArca-2006-69; SR-Phlx-2006-58
Comments due: October 27, 2006
|
SR-BSE-2006-40 |
| 34-54505 |
Sep. 26, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trade Information Submitted to the Exchange
Comments due: October 23, 2006
|
SR-BSE-2006-38 |
| 34-54469 |
Sep. 19, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Effective Date of the Previously Approved Rule Relating to Information Contained in a Directed Order
Comments due: October 17, 2006
|
SR-BSE-2006-37 |
| 34-54467 |
Sep. 18, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendments No. 1 and No. 2 thereto, to Re-establish the Market Opening Pilot Program
Comments due: October 13, 2006
|
SR-BSE-2006-36 |
| 34-54733 |
Nov. 9, 2006 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Market Opening Pilot Program for the Boston Options Exchange Facility
|
| 34-54507 |
Sep. 26, 2006 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Market Opening Pilot Program for the Boston Options Exchange Facility
Comments due: October 23, 2006
|
SR-BSE-2006-32 |
| 34-54388 |
Aug. 30, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to its Boston Options Exchange Trading Rules Regarding the Extension of a Pilot Program that Increases the Standard Position and Exercise Limits for Certain Options Traded
Comments due: September 28, 2006
|
SR-BSE-2006-31 |
| 34-54476 |
Sep. 20, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Removing Its Short Sale Price Test Rule
Comments due: October 18, 2006
|
SR-BSE-2006-30 |
| 34-54546 |
Sep. 29, 2006 |
Order Granting Approval of Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Relating to the Implementation of the Second Phase of the Boston Equities Exchange ("BeX") Trading System
Comments due: October 27, 2006
Comments received are available for this notice.
|
| 34-54291 |
Aug. 8, 2006 |
Notice of Filing of Proposed Rule Change Relating to the Implementation of the Second Phase of the Boston Equities Exchange (“BeX”) Trading System
Comments due: September 6, 2006
|
SR-BSE-2006-29 |
| 34-54082 |
Jun. 30, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Extend the Effective Date of a Previous Rule Change Relating to Information Contained in a Directed Order on the Boston Options Exchange
Comments due: July 31, 2006
|
SR-BSE-2006-26 |
| 34-54225 |
Jul. 27, 2006 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Extend the Linkage Fee Pilot Program
Comments due: August 24, 2006
|
SR-BSE-2006-24 |
| 34-54066 |
Jun. 29, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program That Allows for No Minimum Size Order Requirement for the Price Improvement Period Process on the Boston Options Exchange
Comments due: July 27, 2006
|
SR-BSE-2006-23 |
| 34-53854 |
May 24, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Decreasing the Exposure Period for Crossing Orders under Chapter V, Section 17, Supplementary Material .02 and .03
Comments due: June 21, 2006
|
SR-BSE-2006-22 |
| 34-54365 |
Aug. 25, 2006 |
Order Granting Approval of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto and Notice of Filing and Order Approving Accelerated Approval to Amendment No. 5 Thereto to Implement the Boston Equities Exchange ("BeX") Trading System
Comments due: September 22, 2006
|
| 34-54034 |
Jun. 22, 2006 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto to Implement the Boston Equities Exchange ("BeX") Trading System
Comments due: July 20, 2006
|
SR-BSE-2006-20 |
| 34-54364 |
Aug. 25, 2006 |
Order Granting Approval of Proposed Rule Change and Amendment Nos. 1 and 3 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 5 to Create a New Electronic Trading Facility, the Boston Equities Exchange ("BeX"), to be Operated by BSX Group, LLC
Comments due: September 22, 2006
|
| 34-54035 |
Jun. 22, 2006 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 3 Thereto to Create a New Electronic Trading Facility, the Boston Equities Exchange ("BeX"), to be Operated by BSX Group, LLC
Comments due: July 20, 2006
Additional Materials: Exhibit 5 and Exhibit 5b
|
SR-BSE-2006-19 |
| 34-53855 |
May 24, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend until June 5, 2007, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals
Comments due: June 21, 2006
|
SR-BSE-2006-17 |
| 34-53836 |
May 18, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Change Its Hours of Operation for Trading in Nasdaq Securities
Comments due: June 15, 2006
|
SR-BSE-2006-16 |
| 34-57157 |
Jan. 15, 2008 |
Notice of Filing of Amendment No. 3 to the Proposed Rule Change and Order Granting Accelerated Approval of Proposed Rule Change, As Modified by Amendments No. 1 and 3 Thereto, to Adopt a Universal Price Improvement Period for Public Customer Orders
Comments due: February 13, 2008
|
| 34-55230 |
Feb. 2, 2007 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Adopt a Universal Price Improvement Period for Public Customer Orders
Comments due: March 3, 2007
Comments received are available for this notice.
|
SR-BSE-2006-14 |
| 34-53516 |
Mar. 20, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Information Contained in a Directed Order on the Boston Options Exchange
Comments due: April 17, 2006
|
SR-BSE-2006-13 |
| 34-53809 |
May 16, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Correction of Erroneous Cross References in the Rules of the Boston Options Exchange Facility
Comments due: June 12, 2006
|
SR-BSE-2006-12 |
| 34-54105 |
Jul. 6, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Changes to the Minimum Activity Charge
Comments due: August 2, 2006
|
SR-BSE-2006-11 |
| 34-55606 |
Apr. 10, 2007 |
Order Approving Proposed Rule Change and Amendments No. 1 and 2 Relating to the Boston Options Exchange’s Minor Rule Violation Plan
|
| 34-55373 |
Feb. 28, 2007 |
Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Relating to the Boston Options Exchange’s Minor Rule Violation Plan
Comments due: March 28, 2007
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SR-BSE-2006-10 |
| 34-54328 |
Aug. 16, 2006 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, to Establish a Fee Per Contract Traded for Improvement Orders Submitted Into a Price Improvement Period by a Public Customer That Are not Submitted as Customer PIP Orders
Comments due: September 13, 2006
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| 34-53774 |
May 9, 2006 |
Notice of Filing of Proposed Rule Change to Establish Fees Per Contract Traded for Improvement Orders Submitted Into a Price Improvement Period by a Public Customer That are not Submitted as Customer PIP Orders
Comments due: June 5, 2006
Comments received are available for this notice.
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SR-BSE-2006-09 |
| 34-53557 |
Mar. 28, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter VII, Section 1(g) Relating to the Exercise of Options Contracts
Comments due: April 24, 2006
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SR-BSE-2006-08 |
| 34-53436 |
Mar. 7, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Authorize Entry into Regulatory Services Agreements
Comments due: April 4, 2006
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SR-BSE-2006-07 |
| 34-53347 |
Feb. 22, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to its Boston Options Exchange Trading Rules Regarding the Extension of a Pilot Program that Increases the Standard Position and Exercise Limits for Certain Options Traded
Comments due: March 22, 2006
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SR-BSE-2006-05 |
| 34-53817 |
May 17, 2006 |
Order Approving a Proposed Rule Change to Modify the Boston Options Exchange’s Fee Schedule to Impose Surcharge Fees for Transactions in Options on ETFs on a Retroactive Basis
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| 34-53607 |
Apr. 6, 2006 |
Notice of Filing of Proposed Rule Change to Modify the Boston Options Exchange's Fee Schedule to Impose Surcharge Fees for Transactions in Options on ETFs on a Retroactive Basis
Comments due: May 4, 2006
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SR-BSE-2006-03 |
| 34-55415 |
Mar. 7, 2007 |
Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1, Relating to the Treatment of Limit Orders that Are Submitted to the Boston Options Exchange During a Price Improvement Period
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| 34-55050 |
Jan. 5, 2007 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto, Relating to the Treatment of Limit Orders that Are Submitted to the Boston Options Exchange During a Price Improvement Period
Comments due: February 6, 2007
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SR-BSE-2006-02 |
| 34-53245 |
Feb. 7, 2006 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto to Amend and Clarify Its Rules Governing the Hours of Trading on the Boston Options Exchange
Comments due: March 8, 2006
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SR-BSE-2006-01 |
| 34-53454 |
Mar. 8, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Establish Fees for Options on Certain Exchange Traded Funds
Comments due: April 5, 2006
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http://www.sec.gov/rules/sro/bse/bsearchive/bsearchive2006.shtml
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